Arizona Investor Losses $150,000 to Excessive Trading

Our client, an unsophisticated, elderly, widowed investor, lost in excess of $150,000 in her investment accounts in a nine-month period in 2015 as a direct result of her unsupervised Wells Fargo financial advisor’s excessive trading and unsuitable investments.

$22 Million in Annuities in Pennsylvania Investor's Account

An unsupervised PCNI financial advisor allegedly perpetrated an ongoing fraud on his wealthy but unsophisticated 80 year-old client by inappropriately recommending more than $22 million in 17 annuity products, earning himself and his brokerage approximately $1 million in ill-gotten commissions.

Retired School Teacher Lost $50,000 in Excess Brokerage Fees

Over a period of several years, a Morgan Stanley financial advisor who managed our client's family trust accounts allegedly repeatedly mislead our client into believing she was receiving the same discounted fee and commission arrangement as her family on her individual investment accounts.

 

FIRM LOCATION:

 

PHILADELPHIA

2332 South Broad Street

Philadelphia PA 19145

p: 855 462 3330 / f: 215 755 4110